FICCI@100 : 888 days to go
Become a Member Members Zone Employee Zone

The Capital Markets Committee has been set with the aim to ensure development of a healthy and vibrant Indian Capital Market. This Committee interacts with SEBI, Ministry of Finance and RBI at regular intervals to discuss and debate various policies and regulations impacting the sector.

The Capital Markets Committee has been set with the aim to ensure development of a healthy and vibrant Indian Capital Market. This Committee interacts with SEBI, Ministry of Finance and RBI at regular intervals to discuss and debate various policies and regulations impacting the sector. The committee organizes an annual Convention on Capital Markets viz. "CAPAM" which aims at analyzing the present condition of India's capital market in the global setting and lays down a road map to improve its depth, reach and efficiency.

Team Leader

Abha Seth Kataria

Consultant

Timeline

2024
Aug
Press Release

SEBI to Unveil 'Demystified' IPO Process in Tech-Driven Market Overhaul

Study

The Experts' Voice: A compendium of articles 2024

Event

21st Annual Capital Markets Conference - #CAPAM 2024

2023
Nov
Event

CAPAM 2023

Oct
Press Release

Apex Business Chambers thank SEBI for extending the timeline for implementation of regulation relating to verification of market rumors by listed companies

2022
Sep
Press Release

Fully committed to safeguard interests of minority shareholders: Tuhin Kanta Pandey, Secretary, DIPAM

Press Release

Trust, transparency & disclosure key imperatives for capital markets: SEBI Chairperson

Study

The Experts' Voice: A compendium of articles<br> Amrit Kaal: Roadmap for Capital Markets for India's Century

Event

19th Annual Capital Markets Conference - CAPAM 2022

Mar
Press Release

Momentous to have a 'Chairperson' at the helm of a prestigious institution: FICCI

Feb
Press Release

FICCI welcomes SEBI's decision on separation of CMD Position

2021
Nov
Event

Emergence of GIFT-IFSC as world class FinTech Hub

Aug
Press Release

GIFT-IFSC poised to emerge as a leading fund destination for both Indian and foreign centric funds: Executive Director, IFSCA

Event

Digital Roadshow on Opportunities for Fund Industry in GIFT IFSC

Jul
Press Release

This decade will be a decade of high growth rate for India: Chief Economic Adviser, Ministry of Finance

Press Release

Aadhaar has empowered people and helped in the disbursement of entitlement-based delivery of services: CEO, UIDAI

Press Release

Capital markets to play bigger role in funding economic growth: SEBI Chairman

Press Release

Fiscal resources and reforms need to be balanced: Tuhin Kanta Pandey, Secretary, DIPAM, Ministry of Finance

Event

18th Annual Capital Market Conference - CAPAM 2021

Press Release

FICCI 'CAPAM 2021' to focus on Beyond India@75

2020
Press Release

Govt ready with incentives and development schemes to boost manufacturing in India: Secretary, DEA

Press Release

GST rates can be reduced further as tax base increases: Finance Secretary

Press Release

To achieve global scale, Indian banking sector needs to implement Fintech: Chief Economic Adviser

Press Release

Privatization will bring actual value to Indian Economy: Secretary, DIPAM

Press Release

G-Secs should be issued in demat form for new retail investors: SEBI Chairman

Study

The Experts' Voice: A compendium of articles

Study

Women on Boards in India

Event

CAPAM 2020

2019
Sep
Study

The Experts` voice

Event

#CAPAM2019

Mar
Press Release

SEBI assures of all steps to deepen commodity derivatives market; Education and awareness key to promote participation: S K Mohanty, Whole Time Member, SEBI

Feb
Event

Institutional Participation - Ushering a New Era in Commodity Derivatives Market

2018
Sep
Press Release

As the market grows, we need greater governance norms to keep the faith and trust of investors: SEBI Chairman Ajay Tyagi

Study

#CAPAM2018 "Blueprint for Capital Market in New India 2022" The Experts' Voice - A compendium of articles

Event

15th Annual Capital Market Conference #CAPAM2018

2017
Event

Conference on 'Institutional Participation in Commodity Derivative Markets'

Press Release

Market&#8208;based financing supplement to bank financing: SEBI chief Ajay Tyagi

Study

14th Annual Capital Market Conference – CAPAM 2017: The Experts' Voice

Event

14th Annual Capital Markets Conference - CAPAM 2017

2016
Oct
Study

13th Annual Capital Market Conference – CAPAM 2016: The Experts' Voice

Event

CAPAM 2016: 13th Annual Capital Market Conference

2015
Study

CAPAM Knowledge Papre: The Experts' Voice - A compendium of articles

Event

CAPAM 2015

May
Event

Roundtable Discussion on Draft Gold Monetization Scheme

2014
Oct
Study

CAPAM 2014: The Experts' Voice

Event

CAPAM 2014

2013
Nov
Study

Capital Markets- The Changing Regulatory Paradigm & the Road Ahead

Event

FICCI's Annual Capital Markets Conference - CAPAM 2013

Aug
Press Release

Naina Lal Kidwai on the Free Fall in Markets Today

2012
Oct
Study

Knowledge Paper: Developing Indian Capital Markets - The Way Forward

Event

FICCI CAPAM 2012

Jun
Press Release

FICCI's Reaction to IIP Data for April 2012

Event

Interactive Meeting with Mr. R. Gopalan, then Secretary-Economic Affairs, Ministry of Finance

Apr
Event

Interactive Meeting with Mr. U. K. Sinha, Chairman, SEBI

Feb
Event

FICCI-ANMI Roundtable on ‘Revival of Indian Capital Market’

2011
Sep
Event

FICCI-CAPAM

Events

Aug, 2024

21st Annual Capital Markets Conference - #CAPAM 2024

Aug 02, 2024 Mumbai, 9:00 AM - 05:00 PM

Nov, 2023

CAPAM 2023

Nov 16, 2023 Mumbai

Sep, 2022

19th Annual Capital Markets Conference - CAPAM 2022

Sep 13 - Sep 14, 2022 Mumbai

Masterclass on SEBI Framework on RPT & PIT Postponed

Sep 08 - Sep 09, 2022 Virtual Platform

Jun, 2022

FICCI-GRMI Masterclass Series on De-Risking Strategy (postponed)

Jun 17 - Jun 18, 2022

FICCI-GRMI Masterclass Series on De-Risking Strategy (postponed)

Jun 10 - Jun 11, 2022

Apr, 2022

7th International Conference on Pharmaceutical & Medical Device Sector

Apr 25 - Apr 27, 2022 Dr. Ambedkar International Centre, Janpath, New Delhi

Nov, 2021

Emergence of GIFT-IFSC as world class FinTech Hub

Nov 23, 2021 Virtual Platform, 1600-1730 Hrs (IST)

Aug, 2021

Digital Roadshow on Opportunities for Fund Industry in GIFT IFSC

Aug 26, 2021 Virtual Platform

Jul, 2021

18th Annual Capital Market Conference - CAPAM 2021

Jul 28 - Jul 29, 2021 Virtual Platform

Mar, 2021

Partners for growth: Unlocking sustainable and climate-resilient infrastructure opportunities between the UK and India

Mar 04, 2021 Virtual Platform, Thursday 4 March 9.30am - 12.30pm GMT / 3.00pm - 6.00pm IST

Feb, 2021

Kerala Bamboo Fest 2021

Feb 16 - Feb 20, 2021 Virtual Platform

6th India Industry Water Conclave and 8th Edition of FICCI Water Awards

Feb 16 - Feb 17, 2021 Virtual Platform

'2nd Edition of FICCI Seminar on Value of Play Toys and Games in the New Normal Scenario

Feb 12, 2021 Virtual Platform

5th VAIGA 2021

Feb 10 - Feb 14, 2021 Virtual Platform

3rd edition of FICCI Summit & Awards for Agri Start-Ups

Feb 09 - Feb 10, 2021 Virtual Platform

Jan, 2021

Future of Rail Transport: 3rd edition of Smart Railways Conclave

Jan 28 - Jan 29, 2021 Virtual Platform

4th Smart Cities Summit: The Future of Urban Transformation

Jan 21, 2021 Virtual Platform

MASCRADE 2021: Impact of Counterfeiting and Smuggling on Personal Health and Safety

Jan 21 - Jan 22, 2021 Virtual Platform

1st Virtual Processed Food Research & Development Expo (VPFRDE)

Jan 20 - Jan 22, 2021 Virtual Platform

Making India Self Reliant in Aerospace Manufacturing

Jan 07, 2021 Virtual Platform

Dec, 2020

TURF 2020: 10th Global Sports Summit - International Convention on Business of Sports & Fitness

Dec 08 - Dec 09, 2020 Virtual Platform

Virtual national Conference on Enhancing Export competitiveness of Spices

Dec 01, 2020 Virtual national Conference on Enhancing Export competitiveness of Spices

Nov, 2020

Virtual Footwear and Leather Expo 2020 postponed

Nov 30 - Dec 06, 2020 Virtual Platform

Fast Track Digital Series

Nov 25, 2020 Virtual Platform

Global R&D Summit 2020

Nov 25 - Nov 27, 2020 Virtual Platform

Oct, 2020

34th CACCI Annual Conference

Oct 30, 2020 Virtual Platform, 11:30 AM - 01:30 PM

Jul, 2020

CAPAM 2020

Jul 22, 2020 Virtual Platform, 09:30 AM - 01:30 PM

Sep, 2019

#CAPAM2019

Sep 26, 2019 Mumbai, Maharashtra

Feb, 2019

Institutional Participation - Ushering a New Era in Commodity Derivatives Market

Feb 28, 2019 Mumbai, Maharashtra

Sep, 2018

15th Annual Capital Market Conference #CAPAM2018

Sep 11, 2018 Mumbai, Maharashtra

Sep, 2017

Conference on 'Institutional Participation in Commodity Derivative Markets'

Sep 26, 2017 Mumbai

14th Annual Capital Markets Conference - CAPAM 2017

Sep 06, 2017 Trident, Nariman Point, Mumbai

Oct, 2016

CAPAM 2016: 13th Annual Capital Market Conference

Oct 04, 2016 Mumbai

Oct, 2015

CAPAM 2015

Oct 27, 2015 Mumbai

May, 2015

Roundtable Discussion on Draft Gold Monetization Scheme

May 28, 2015 FICCI, New Delhi

Oct, 2014

CAPAM 2014

Oct 08, 2014 Hotel Trident, Nariman Point, Mumbai

Nov, 2013

FICCI's Annual Capital Markets Conference - CAPAM 2013

Nov 15, 2013 Hotel ITC Grand Central, Parel, Mumbai

Oct, 2012

FICCI CAPAM 2012

Oct 12, 2012 Hotel Taj Mahal Palace, Mumbai

Jun, 2012

Interactive Meeting with Mr. R. Gopalan, then Secretary-Economic Affairs, Ministry of Finance

Jun 06, 2012 New Delhi

Apr, 2012

Interactive Meeting with Mr. U. K. Sinha, Chairman, SEBI

Apr 10, 2012 Mumbai

Feb, 2012

FICCI-ANMI Roundtable on ‘Revival of Indian Capital Market’

Feb 22, 2012 New Delhi

Sep, 2011

FICCI-CAPAM

Sep 07, 2011 Hotel Trident, Nariman Point, Mumbai

Chair

Mr. Sunil Sanghai

Founder & CEO
NovaaOne Capital Pvt Ltd

Co-Chair

Mr. Utpal Sheth

CEO RARE Enterprises

Co-Chair

Ms. Radhika Gupta

MD & CEO Edelweiss Asset Management Ltd.

Co-Chair

Mr Vijay Chandok

MD & CEO
ICICI Securities

Market Rumours Amendment - SEBI Guidance Note

Click Here
The New Indian Express |

Industry bodies to set standards of rules: Sebi

The New Indian Express |

Need to demerge land for PSU sale: Pandey

The Economic Times |

Enhanced disclosures for F&O in the works: Sebi

The Times of India |

Sebi to look at price gaps before & at IPO

The New Indian Express |

Sebi has no role in IPO pricing: Chairperson

The Telegraph Online |

Sebi will not interfere in IPO pricing

The Hindu Business Line |

F&O trade: SEBI mulling new risk disclosure norms

The Telegraph |

Sebi yields on plan to split top posts

The Economic Times |

Gift City can be a real gift

Hindustan Times |

Sebi to ease norms for investor-backed firms

Hindustan Times |

Limit China FDI to 25%, says DEA

The Indian Express |

No direct monetisation plan yet: DEA Secy

The Free Press Journal |

Government rules out FAQ on Equalisation levy

The Telegraph |

Lockdown: Delays likely in PSU selloff

Business Today |

June records 78% jump in UPI transactions

SocialNews.xyz |

Banking sector woes impacting growth: CEA

Finance Khabar |

Banking sector woes impacting growth: CEA

Telangana Today |

Banking sector woes impacting growth: CEA

Morung Express |

Banking sector woes impacting growth: CEA

Millennium Post |

Banking sector woes impacting growth: CEA

Asian Lite International |

India gears up to become $5 trillion economy

The New Indian Express |

Sebi extends deadline to April 2022 to split CMD post

The Hindu Business Line |

MFs, PMS in commodity derivatives soon: SEBI

The Free Press Journal |

Sebi pitches for bigger, cleaner, safer markets

The Hindu Business Line |

We're for ensuring clean, safe markets: SEBI chief

The Times of India |

Sebi chief calls for high standards of governance

The Economic Times |

Expect more Sebi action for a safer market: Tyagi

The Economic Times |

IBBI working on group insolvency norms: MS Sahoo

Business Standard |

Sebi calls for bigger, cleaner & safer markets

The Times of India |

Sebi seeks woman director on its board

The Asian Age |

MF products will get simpler: SEBI

The Economic Times |

Sebi to bring in stricter Disclosure Norms

Asian Age |

Sebi plans detailed guidelines

Hindustan Times |

SEBI calls for lower costs

The Financial Express |

Sebi may police MF distributors

Financial Chronicle |

Sebi to enforce discipline among fund distributors

Asian Age |

FICCI sops for capital goods

The Economic Times |

Commexes seek CTT burial

SARAL account opening Form for resident individuals

Download PDF Click Here

Change in investment conditions for FPI investments in Government Debt securities

Download PDF Click Here

Change in investment conditions / restrictions for FPI investments in Corporate Debt securities

Download PDF Click Here

Risk Management Policy at the Depositories

Download PDF Click Here

Index based market-wide circuit breaker mechanism

Download PDF Click Here

Consultative paper on managing/advising of Offshore Pooled Assets by Local Mutual Fund Managers

Download PDF Click Here

Revisiting the capital raising process

Download PDF Click Here

Registration for the purpose of Foreign Accounts Tax Compliance Act (FATCA)

Download PDF Click Here

Single Registration for Depository Participants

Download PDF Click Here

Concept paper on Proposed regulatory framework for issuance of debt securities by Municipalities and the Draft SEBI (Issue and Listing of Debt Securities by Municipality) Regulations, 2015

Download PDF Click Here

Re-classification of Promoters as Public

Download PDF Click Here

Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure.

Download PDF Click Here

Concept paper on Consolidation and Reissuance in Corporate Bond Market

Download PDF Click Here

Issuance of partly paid shares and warrants by Indian companies

Download PDF Click Here

Modification to Offer for Sale (OFS) of Shares through stock exchange mechanism

Download PDF Click Here

Conditions for issuance of Offshore Derivative Instruments under SEBI (Foreign Portfolio Investor) Regulations, 2014

Download PDF Click Here

Consolidated Account Statement (CAS) for all securities assets

Download PDF Click Here

Consultative Paper on Proposed Amendments to FVCI Regulations

Download PDF Click Here

Revision of proprietary position limits of non-bank stock brokers for currency derivatives contracts

Download PDF Click Here

Modification of client codes of non-institutional trades executed on stock exchanges (All Segments)

Download PDF Click Here

Single registration for Stock Brokers & Clearing Members

Download PDF Click Here

Clarification on Government Debt Investment Limits

Download PDF Click Here

Modification to Investor Protection Fund (IPF) / Customer Protection Fund (CPF) Guidelines

Download PDF Click Here

Establishment of Connectivity with both depositories NSDL and CDSL ? Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

Download PDF Click Here

Corporate Governance in listed entities - Amendments to Clause 49 of the Equity Listing Agreement

Download PDF Click Here

Position Limits for Mutual Funds in 10-year Interest Rate Futures (IRF)

Download PDF Click Here

Increasing the investment bucket for anchor investor and regulations concerning the preferential issue norms

Download PDF Click Here

Information regarding Grievance Redressal Mechanism

Download PDF Click Here

Core Settlement Guarantee Fund, Default Waterfall and Stress Test

Download PDF Click Here

Formats for disclosure under Regulation 30 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations)

Download PDF Click Here

Discussion Paper on review of Clause 36 and related Clauses of Equity Listing Agreement

Download PDF Click Here

Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism

Download PDF Click Here

Concept Paper on A Standardized Term Sheet for Securitization Transactions; Rationalization & Enhancement of Responsibilities of Securitization Trustees'

Download PDF Click Here

Monitoring of Compliance by Stock Exchanges

Download PDF Click Here

Clarification on position limits of domestic institutional investors for currency derivatives contracts

Download PDF Click Here

Change in Government Debt Investment Limits

Download PDF Click Here

Clarification and extension of deadline with respect to circular on Guidelines on disclosures, reporting and clarifications under AIF Regulations

Download PDF Click Here

Draft SEBI (Infrastructure Investment Trusts) Regulations, 2014

Download PDF Click Here

RBI issues Instructions for Flexible Loan Structuring; Gives Incentives to raise Long Term Bonds for Infrastructure Financing

Download PDF Click Here

Delivery Instruction Slip (DIS) Issuance and Processing

Download PDF Click Here

Dispatch of physical Statements to BOs having Zero Balance and Nil Transactions

Download PDF Click Here

Inter-Governmental Agreement with United States of America under Foreign Accounts Tax Compliance Act - Registration

Download PDF Click Here

Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999

Download PDF Click Here

Participation of FPIs in the Currency Derivatives segment and Position limits for currency derivatives contracts

Download PDF Click Here

Circular on Minimum Assets under Management (AUM) of Debt Oriented Schemes

Download PDF Click Here

Guidelines on disclosures, reporting and clarifications under AIF Regulations

Download PDF Click Here

Circular on Investments by FPIs in Non-Convertible / Redeemable preference shares or debentures of Indian Companies

Download PDF Click Here

Base Issue Size, Minimum Subscription, Retention of Over-Subscription Limit and further disclosures in the Prospectus for Public Issue of Debt securities

Download PDF Click Here

Consultation Paper on Crowdfunding in India

Download PDF Click Here

Know Your Client (KYC) requirements for Foreign Portfolio Investors (FPIs)

Download PDF Click Here

Review of the Securities Lending and Borrowing (SLB) Framework

Download PDF Click Here

Companies exclusively listed on De-recognized/Non-operational Stock Exchanges

Download PDF Click Here

Circular on Mutual Funds

Download PDF Click Here

Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

Download PDF Click Here

Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 2014

Download PDF Click Here

Discussion Paper on `Review of Delisting Regulations`

Download PDF Click Here

Approach paper on draft SEBI (Listing Obligations and Disclosure Requirements) Regulations

Download PDF Click Here

Report of the Working Group on Resolution Regime for Financial Institutions

Download PDF Click Here

Circular on Infrastructure facilities and submission of periodic reports

Download PDF Click Here

Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments

Download PDF Click Here

Corporate Governance in listed entities - Amendments to Clauses 35B and 49 of the Equity Listing Agreement

Download PDF Click Here

Margins for USD-INR contracts

Download PDF Click Here

Master Circular for Depositories

Download PDF Click Here

Disclosures pertaining to Assets Under Management

Download PDF Click Here

Commencement of Foreign Portfolio Investor (FPI) Regime

Download PDF Click Here

Format for Auditors` Certificate required under Clause 24(i) of the Equity Listing Agreement

Download PDF Click Here

Enhancing disclosures, investor education & awareness campaign, developing alternative distribution channels for Mutual Fund products, etc.

Download PDF Click Here

Reporting of OTC trades in Corporate Bonds on Trade Reporting Platforms of stock Exchanges

Download PDF Click Here

Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) Obligations of Securities Market Intermediaries under the Prevention of Moneylaundering Act, 2002 and Rules framed there under

Download PDF Click Here

Discussion Paper on ``Monitoring Agency Report and Related Disclosures``

Download PDF Click Here

Discussion Paper on ``Annual Information Memorandum``

Download PDF Click Here

FII/QFI investments in Commercial Papers

Download PDF Click Here

Safeguards to avoid trading disruption in case of failure of software vendor

Download PDF Click Here

Safeguards to avoid trading disruption in case of failure of software vendor

Download PDF Click Here

Testing of software used in or related to Trading and Risk Management

Download PDF Click Here

Guidelines for inspection of Depository Participants (DPs) by Depositories

Download PDF Click Here

Individual scrip wise price bands on non-F&O eligible scrip's in Index Derivatives

Download PDF Click Here

SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2014

Download PDF Click Here

SEBI (Issue and Listing of Debt Securities) (Amendment) Regulations, 2014

Download PDF Click Here

Change in Government Debt Investment Limits

Download PDF Click Here

Information Technology (IT) Governance for Depositories

Download PDF Click Here

Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007

Download PDF Click Here

FII Position Limits in Exchange Traded Interest Rate Futures (IRF)

Download PDF Click Here

Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007

Download PDF Click Here

SEBI (Procedure for Search and Seizure) Regulations, 2014

Download PDF Click Here

SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2014

Download PDF Click Here

SEBI (Collective Investment Schemes) (Amendment) Regulations, 2014

Download PDF Click Here

SEBI (Investor Protection and Education fund) (Amendment) Regulations, 2014

Download PDF Click Here

Operational Guidelines for Designated Depository Participants

Download PDF Click Here

SEBI (Foreign Portfolio Investors) Regulations, 2014

Download PDF Click Here

Delivery Instruction Slip (DIS) Issuance and Processing

Download PDF Click Here

Reporting of Trades in Securitised Debt Instruments in Trade Reporting Platforms and Clearing and Settlement of trades in Securitised Debt Instruments through Clearing Corporations

Download PDF Click Here

Know your client requirements

Download PDF Click Here

Consultation Paper on Infrastructure Investment Trusts

Download PDF Click Here

Rationalization of Periodic Call Auction for Illiquid Scrips

Download PDF Click Here

Declaration and Undertaking regarding PCC, MCV or equivalent structure by FIIs

Download PDF Click Here

Deposit Requirements for members of the Debt Segment

Download PDF Click Here

Report of the High Level Committee to review the Insider Trading Regulations

Download PDF Click Here

Exchange Traded Cash Settled Interest Rate Futures (IRF) on 10-Year Government of India Security

Download PDF Click Here

Simplification of demat account opening process

Download PDF Click Here

Illustrative format of Statement of Assets & Liabilities in SEBI (ICDR) Regulations, 2009

Download PDF Click Here

Consultation Paper on Proposed Regulation of Research Analysts

Download PDF Click Here

Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999

Download PDF Click Here

Circular on Infrastructure Debt Fund

Download PDF Click Here

Circular on Investments by FIIs/QFIs in Credit Enhanced Bonds

Download PDF Click Here

Discussion Paper on Proposals for allowing certain class of companies to file shelf prospectus for public issuance of non-convertible debt securities - Paper seeking public comments

Download PDF Click Here

Discussion Paper on 'Review of guidelines governing stock related employee benefit schemes'

Download PDF Click Here

Circular on Compliance with the provisions of Equity Listing Agreement by listed companies - Monitoring by Stock Exchanges

Download PDF Click Here

Discussion Paper on Draft Regulations -SEBI (Procedure for Search and Seizure) Regulations, 2013, for public comments

Download PDF Click Here

Annual System Audit of Stock Brokers / Trading Members

Download PDF Click Here

Issues pertaining to primary issuance of debt securities

Download PDF Click Here

Disclosure of Investor Complaints on websites of Stock Exchanges

Download PDF Click Here

Standardisation and Simplification of Procedures for Transmission of Securities

Download PDF Click Here

Listing of specified securities of small and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initial public offer

Download PDF Click Here

General Information Document for investing in IPOs

Download PDF Click Here

Centralized database for Corporate Bonds/ Debentures

Download PDF Click Here

Formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations)

Download PDF Click Here

Gold Exchange Traded Fund Scheme (Gold ETFs) and Gold Deposit Scheme (GDS) of Banks

Download PDF Click Here

Consultation paper on draft SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2013

Download PDF Click Here

Discussion Paper on SEBI (Real Estate Investment Trusts) Regulations, 2013

Download PDF Click Here

Discussion Paper on &#39;Review of policy for trade cancellation / annulment&#39;

Download PDF Click Here

Know Your Client Requirements

Download PDF Click Here

Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure

Download PDF Click Here

Amendment to bye-laws of recognised stock exchanges with respect to non-compliance of certain listing conditions and adopting Standard Operating Procedure for suspension and revocation of trading of shares of listed entities for such non compliances

Download PDF Click Here

Simplification of registration requirements for Stock Brokers

Download PDF Click Here

Unlisted Indian Companies allowed on a pilot basis for a period of two years to list and raise capital abroad without the requirement of prior or subsequent listing in India

Download PDF Click Here

Investor Grievance Redressal Mechanism

Download PDF Click Here

Arbitration Mechanism in Stock Exchanges

Download PDF Click Here

Formats for filing reports in terms of regulations 15 &#40;i&#41; and 20 &#40;j&#41; of SEBI &#40;Buy Back of Securities&#41; Regulations, 1998

Download PDF Click Here

Debt Allocation Mechanism for FII/QFI - Government debt securities

Download PDF Click Here

Know Your Client Requirements for Eligible Foreign Investors

Download PDF Click Here

Risk Management Framework for Dedicated Debt Segment on Stock Exchanges

Download PDF Click Here

Circular on Principles of Financial Market Infrastructures (PFMIs)

Download PDF Click Here

Index based market-wide circuit breaker mechanism

Download PDF Click Here

Guidelines for dealing with Conflict of Interest for investment/ trading by CRAs, Access Persons and other employees

Download PDF Click Here

General Guidelines for dealing with Conflicts of Interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market

Download PDF Click Here

Discussion Paper on Revision of Clause 41 of Equity Listing Agreement

Download PDF Click Here

Testing of software used in or related to Trading and Risk Management

Download PDF Click Here

Investment by Qualified Foreign Investors (QFIs) in `to be listed` Indian Corporate Debt Securities

Download PDF Click Here

Application for change in category of the Alternative Investment Fund

Download PDF Click Here

Utilisation period for government debt limits

Download PDF Click Here

Operational, Prudential and Reporting Norms for Alternative Investment Funds (AIFs)

Download PDF Click Here

Decisions taken on FDI in the meeting chaired by the Prime Minister

Download PDF Click Here

FII/ QFI Investments in Security Receipts

Download PDF Click Here

Modification of Positition Limits and increasing margins in the Currency Derivative Segment

Download PDF Click Here

Arbitration Mechanism in Stock Exchanges - jurisdiction

Download PDF Click Here

Arbitration Mechanism in Stock Exchanges - Investor Service Centres

Download PDF Click Here

Report of the Committee on Rationalisation of Investment Routes and Monitoring of Foreign Portfolio Investments

Download PDF Click Here

Enhancement of Foreign Investment limit in Government debt

Download PDF Click Here

Submission of Report of Committee on Rationalisation of Investment Routes and Monitoring of Foreign Portfolio Investments

Download PDF Click Here

Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

Download PDF Click Here

Notification- Constitution of a Standing Council of Experts to assess and make recommendations regarding the international competitiveness of the Indian Financial Sector, as announced

Download PDF Click Here

Press Release- Comments invited on FSLRC (Financial Sector Legislative Reforms Commission) Report

Download PDF Click Here

Clarification on SEBI's Circular dated August 13, 2012 providing for the "Manner of Dealing with Audit Reports filed by Listed Companies

Download PDF Click Here

Review of the Securities Lending and Borrowing (SLB) framework

Download PDF Click Here

Comprehensive guidelines on Offer For Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism

Download PDF Click Here

Press Release SEBI (Investment Advisers) Regulations, 2013

Download PDF Click Here

Scheme of Arrangement under the Companies Act, 1956 Revised requirements for the Stock Exchanges and Listed Companies - Clarification

Download PDF Click Here

Broad Guidelines on Algorithmic Trading

Download PDF Click Here

SEBI Circular No. CIR/CFD/DIL/3/2013 dated January 17, 2013 - Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement- Clarification

Download PDF Click Here

Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

Download PDF Click Here

Circular on Infrastructure Debt Fund

Download PDF Click Here

Redress of investor grievances through SEBI Complaints Redress System

Download PDF Click Here

Format for providing inputs / suggestions on the SEBI (Prohibition of Insider Trading) Regulations, 1992

Download PDF Click Here

Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

Download PDF Click Here

Rationalisation of Debt Limits

Download PDF Click Here

Amendment to SEBI {(Know Your Client) Registration Agency} Regulations, 2011 and relevant circulars

Download PDF Click Here

Usage of electronic payment modes for making cash payments to the investors

Download PDF Click Here

Corporate bonds and Government securities as collateral

Download PDF Click Here

Arbitration Mechanism through Stock Exchanges - Introduction of Automatic Process and Common Pool of arbitrators

Download PDF Click Here

Product labeling in Mutual Funds

Download PDF Click Here

Debts of infrastructure projects being implemented under PPP mode and having model concession agreements to be treated as secured lending

Download PDF Click Here

Discussion Paper on Risk Management? Safer Markets for Investors

Download PDF Click Here

Sharing of information regarding issuer companies between Debenture Trustees and Credit Rating Agencies

Download PDF Click Here

Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

Download PDF Click Here

Guidelines for Enabling Partial Two-Way Fungibility of Indian Depository Receipts (IDRs)

Download PDF Click Here

Gold Exchange Traded Fund Scheme (Gold ETFs) - Investment in Gold Deposit Scheme (GDS) of Banks

Download PDF Click Here

Introduction of Periodic Call Auction for Illiquid Scrips and Extension of Pre-Open Session to all Scrips

Download PDF Click Here

Liquidity Enhancement Schemes for Illiquid Securities in Equity Cash market

Download PDF Click Here

Increase in FII debt limit for Government and Corporate Debt category

Download PDF Click Here

Time Period for initial offering and allotment of units of Mutual Fund Scheme eligible under Rajiv Gandhi Equity Savings Scheme, 2012 (RGESS)

Download PDF Click Here

Scheme of Arrangement under the Companies Act, 1956 Revised requirements for the Stock Exchanges and Listed Companies

Download PDF Click Here

Broad Guidelines on Algorithmic Trading

Download PDF Click Here

Prior approval of the commission for relaxation of daily price limit beyond the maximum limit in the internationally referenceble contracts

Download PDF Click Here

Charging of Arbitration Fees from Clients

Download PDF Click Here

Comprehensive guidelines on Offer For Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism

Download PDF Click Here

Guidelines for providing dedicated Debt Segment on Stock Exchanges

Download PDF Click Here

Guidelines on Identification of Beneficial Ownership

Download PDF Click Here

Application Supported by Blocked Amount (ASBA) facility

Download PDF Click Here

Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement

Download PDF Click Here

SMS and Email alert facility to clients

Download PDF Click Here

Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement

Download PDF Click Here

Rationalisation process for obtaining PAN by Investors

Download PDF Click Here

Fortnightly distribution of data

Download PDF Click Here

SEBI to Unveil 'Demystified' IPO Process in Tech-Driven Market Overhaul

Detail Page

Apex Business Chambers thank SEBI for extending the timeline for implementation of regulation relating to verification of market rumors by listed companies

Detail Page

Fully committed to safeguard interests of minority shareholders: Tuhin Kanta Pandey, Secretary, DIPAM

Detail Page

Trust, transparency & disclosure key imperatives for capital markets: SEBI Chairperson

Detail Page

Momentous to have a 'Chairperson' at the helm of a prestigious institution: FICCI

Detail Page

FICCI welcomes SEBI's decision on separation of CMD Position

Detail Page

GIFT-IFSC poised to emerge as a leading fund destination for both Indian and foreign centric funds: Executive Director, IFSCA

Detail Page

Aadhaar has empowered people and helped in the disbursement of entitlement-based delivery of services: CEO, UIDAI

Detail Page

This decade will be a decade of high growth rate for India: Chief Economic Adviser, Ministry of Finance

Detail Page

Fiscal resources and reforms need to be balanced: Tuhin Kanta Pandey, Secretary, DIPAM, Ministry of Finance

Detail Page

Capital markets to play bigger role in funding economic growth: SEBI Chairman

Detail Page

FICCI 'CAPAM 2021' to focus on Beyond India@75

Detail Page

GST rates can be reduced further as tax base increases: Finance Secretary

Detail Page

Govt ready with incentives and development schemes to boost manufacturing in India: Secretary, DEA

Detail Page

G-Secs should be issued in demat form for new retail investors: SEBI Chairman

Detail Page

Privatization will bring actual value to Indian Economy: Secretary, DIPAM

Detail Page

To achieve global scale, Indian banking sector needs to implement Fintech: Chief Economic Adviser

Detail Page

SEBI assures of all steps to deepen commodity derivatives market; Education and awareness key to promote participation: S K Mohanty, Whole Time Member, SEBI

Detail Page

As the market grows, we need greater governance norms to keep the faith and trust of investors: SEBI Chairman Ajay Tyagi

Detail Page

Market‐based financing supplement to bank financing: SEBI chief Ajay Tyagi

Download PDF

Naina Lal Kidwai on the Free Fall in Markets Today

Download PDF

FICCI's Reaction to IIP Data for April 2012

Download PDF